Frequently Asked Questions

  • What steps does Jakob Fugger take to establish and implement its processes, products, and services?


All of our processes are based on our core principles, which include placing a client’s interests and service to the client above all other considerations. One of our senior wealth management specialists conducts an initial meeting with a new client to determine the client’s current wealth management situation and where the client would prefer to be. The specialist then coordinates a team of internal and third-party advisors to define and prioritize objectives. We focus on problems and challenges that the client has faced, review the client’s successes and shortfalls, and create a slate of recommendations and alternatives for the client’s consideration. We do not oversell our services or push products or services on any clients that are not appropriate for the client’s current financial position or his or her sophistication in the investment marketplace.


When the client has made the final decision, we assist in the implementation of recommendations that have been accepted. Our specialists then regularly review and update all aspects of the programs that have been implemented, assess progress, and recommend adjustments as needed to respond to internal changes in the client’s position and external forces outside of the client’s control.


  • Does Jakob Fugger accept all new client inquiries and requests?


Jakob Fugger offers its products and services only to a select group of clients that have substantial knowledge and experience in the financial markets and that have an asset base that can benefit from the advice that we and our individual consultants might provide. Any client that is interested in receiving more information about our products and services is encouraged to contact our offices directly to confer with one of our senior wealth management specialists.


The specialist will request information about the client’s current financial situation and determine whether Jakob Fugger can create solutions that offer the client greater liquidity that can be used to expand an investment portfolio.


We do not accept all prospective new clients. If it is determined that a prospective client is not a good fit for our services, our specialist will direct the client to another organization that can better serve the client’s needs.


  • What is the typical profile of a Jakob Fugger client?


Jakob Fugger's client base defies a common characterization. Our clients are as diverse as the products and services that we are proud to provide for them. Virtually every Jakob Fugger client has approached us through a private referral from a current client.  While many of our clients have portfolios and asset bases valued at more than US$20MM, our specialists may be able to develop investment and liquidity solutions for investors who do not yet meet this threshold.


Every product and service that Jakob Fugger might provide involves complex and sophisticated transactions in publicly-traded securities. Those transactions are suitable only for investors who qualify and are able to self-certify as "accredited investors" under applicable securities laws, rules, and regulations promulgated by the securities regulators that have jurisdiction over the territories in which the client resides or conducts business.


Further, Jakob Fugger does not conduct business in any jurisdictions or territories that prohibit certain types of securities lending practices. Please be aware that our specialists will reject your request to participate in a transaction with Jakob Fugger if you are subject to the laws, rules, and regulations of one of those jurisdictions or territories.


  • What is Jakob Fugger’s core competency with respect to wealth creation?


Jakob Fugger is a pioneer in helping clients to unlock liquidity that may be trapped in static securities holdings in their investment portfolios. Our clients use that liquidity to invest in new opportunities or purchase personal assets. Our specialists coordinate this core competency with the efforts and recommendations of independent wealth management consultants to formulate a unified program that serves the client's financial goals.

 

  • What assurances does Jakob Fugger provide in terms of investment returns?


All investments in the public securities markets involve a high degree of risk, including the risk of all or substantially all of the value of an individual investment. Our specialists work to develop recommendations and solutions that reduce this inherent risk, but neither they nor Jakob Fugger offers any guarantees, warranties, or assurances for specific benefits or returns. Our services are geared toward professional accredited investors that can evaluate and absorb these risks within the context of their greater portfolios.


  • What are Jakob Fugger’s core principles?


Jakob Fugger’s core principles are:


  • Devise asset management solutions that reflect the client’s essence and characteristics
  • Preserve core wealth while seeking strategic opportunities for growth
  • Develop collaborative relationships with clients and encourage regular communication and constructive feedback
  • Invest in state-of-the-art research services and technology that best serves the client's needs
  • Pursue improvements such that our wealth management capabilities are consistently recognized as a paragon of best-in-class services.


We utilize these principles to make recommendations and formulate liquidity solutions that help a client grow or acquire assets in a way that best serves the client’s needs.  


  • Does Jakob Fugger publish information about its clients?


Jakob Fugger is a closely-held, private financial management and investment entity. We place the highest priority on the confidentiality and security of a client's business and personal information. We do not publish any information about individual clients, our finances or operation, or any specific transactions in which clients participate. We do not ask any client to act as a referral source or to make public statements about us or any transactions in which they may be involved. We have implemented the strongest available technology to protect client privacy and we constantly update that technology to implement best-in-class confidentiality solutions.

 

  • How can a client contact Jakob Fugger?


Prospective clients may send email inquiries to info@jakobfuggercapital.com. They may also call our headquarters offices at (XXX) XXX-XXXX. Due to the private and confidential nature of our business and the transactions that we offer and administer, we do not answer questions or respond to inquiries about specific transactions or clients. We do not provide information about Jakob Fugger other than generally available corporate filing materials. Please see the Terms of Use for this website for more information.

Jakob Fugger is a _________________ company. We are providing this and other information on a broad range of investment topics on this page for the benefit and edification of our actual and prospective clients. This information is not intended to be and should not be treated as legal, investment, accounting, or tax advice and is for informational purposes only. Individuals who access this Website should under no circumstances rely upon this information as a substitute for their own due diligence or for obtaining specific legal, accounting, or tax advice from their own professional advisors.

Nothing contained in or published on this Website is intended to be and individuals who access this Website should not construe anything herein as an offer, solicitation, or recommendation with respect to any investment transaction, product, or strategy. Past performance is no guarantee of future results. All material has been obtained from sources believed to be reliable, but its accuracy, completeness, and interpretation cannot be guaranteed.

Jakob Fugger operates strictly in accordance with the Securities Laws, Rules, and Regulations of the jurisdictions in which we conduct our business and operations. We do not offer all of the products and services referred to herein to all Users of this Website or in all jurisdictions from which a User may access this Website. We do not maintain licenses to provide specific financial products or services and we have elected not to pursue any licensing that would interfere with or unduly restrict our primary business of originating, funding, and administering private loans to accredited investors that have the knowledge, experience, and resources to understand the benefits and risks of those loans. Certain of the products and services referred to on this and other pages may be offered through our affiliated or independent contract third-party service providers. If and to the extent that we refer to or link to third parties that offer products or services that require licensing, the user who accesses such third-party links has the sole responsibility to verify the validity of those licenses and the third party’s authority to offer products and services thereunder.
4300 N 1st St, San Jose
95134, California
United States