Bulk

Securities Transactions

The public securities markets may not be the ideal forum to manage the sale of a substantial block of securities from the same issuer. A large block of stock that is offered for sale publicly can depress the value of that stock. To avoid this problem, Jakob Fugger extends its bulk sale program to a limited pool of its long-term clients. Specifically, we will agree to purchase an entire block of stock for a negotiated price and then promptly deliver the full cash proceeds of the sale to the investor. We take full legal and equitable title to the securities and are free to resell them within the context of our own daily operations.

Investors often use block sale transactions to alter the overall composition of their portfolios for diversification or other reasons.  Jakob Fugger is able to offer its bulk sale services in this manner because of its status as a private financial services entity that is not subject to the same regulatory oversight that attaches to registered or licensed investment advisors. The burden of filing reports or disclosures of bulk sale transactions of this nature is on the investor, per the bulk sale agreement that we prepare to memorialize the transaction. As with our other sophisticated securities transactions, investors are responsible for their own due diligence.

Bulk securities sales are appropriate for only a small number of sophisticated investors who have significant experience in international investment markets.

Jakob Fugger is a _________________ company. We are providing this and other information on a broad range of investment topics on this page for the benefit and edification of our actual and prospective clients. This information is not intended to be and should not be treated as legal, investment, accounting, or tax advice and is for informational purposes only. Individuals who access this Website should under no circumstances rely upon this information as a substitute for their own due diligence or for obtaining specific legal, accounting, or tax advice from their own professional advisors.

Nothing contained in or published on this Website is intended to be and individuals who access this Website should not construe anything herein as an offer, solicitation, or recommendation with respect to any investment transaction, product, or strategy. Past performance is no guarantee of future results. All material has been obtained from sources believed to be reliable, but its accuracy, completeness, and interpretation cannot be guaranteed.

Jakob Fugger operates strictly in accordance with the Securities Laws, Rules, and Regulations of the jurisdictions in which we conduct our business and operations. We do not offer all of the products and services referred to herein to all Users of this Website or in all jurisdictions from which a User may access this Website. We do not maintain licenses to provide specific financial products or services and we have elected not to pursue any licensing that would interfere with or unduly restrict our primary business of originating, funding, and administering private loans to accredited investors that have the knowledge, experience, and resources to understand the benefits and risks of those loans. Certain of the products and services referred to on this and other pages may be offered through our affiliated or independent contract third-party service providers. If and to the extent that we refer to or link to third parties that offer products or services that require licensing, the user who accesses such third-party links has the sole responsibility to verify the validity of those licenses and the third party’s authority to offer products and services thereunder.
4300 N 1st St, San Jose
95134, California
United States